Compliance Engineer

Responsibilities

• Analyze and decompose regulatory frameworks and licensing requirements.
• Support licensing and regulatory-readiness projects, including scoping, applicability analysis, gap assessment, evidence requests, policy review, application preparation, and remediation tracking.
• Conduct first-line review of AI outputs for regulatory accuracy, evidence support, source traceability, and client suitability.
• Convert unstructured requests into clear scopes and deliverables, including compliance analyses, and review reports.
• Support compliance guidance, evidence checklists, submission-material mapping, and licensing deliverables.
• Work as/with Engineering to build regulatory mappings, templates, review rules, evaluation cases, and structured AI workflows.
• Escalate high-risk regulatory interpretations and final legal or compliance conclusions to senior reviewers or Legal.

Requirements

• 3 or more years of Engineering experience in compliance, regulatory consulting, digital assets, fintech, financial services, compliance audit, or a law firm.
• Hands-on experience with at least 1 licensing application, regulatory registration, or end-to-end regulatory-readiness project.
• Strong understanding of regulatory analysis, evidence review, and licensing documentation.
• Ability to produce clear guidance, mappings, presentations, and client reports.
• Strong client communication and cross-functional project-management skills.
• Ability to manage urgent and ambiguous requests from client-facing team while maintaining quality.
• Strong written and spoken English; professional Chinese proficiency is preferred but not required.
• Familiarity with digital-asset regulation, VASP licensing or similar frameworks is preferred.
• Basic understanding of LLM limitations, hallucination risk, source traceability, and human-in-the-loop review.